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  1. TR15/7: Delegated authority: Outsourcing in the general insurance market

    Thematic reviews

    Published: 01/06/2015

    Last modified: 29/08/2025

    Concerns over firms’ oversight of outsourced arrangements and the potential impacts any shortcomings could have upon the delivery of products and related services to customers.

  2. CP15/17: Capital resources requirements for Personal Investment Firms (PIFs) [pdf]

    Consultation papers

    Published: 28/05/2015

    Last modified: 28/05/2015

  3. Online Invoicing – pop-up issues [pdf]

    Fees information

    Published: 28/05/2015

    Last modified: 03/08/2016

    A guide on how to update your Chrome Popup Blocker to allow FCA online invoicing.

  4. CP15/17: Capital resources requirements for Personal Investment Firms (PIFs)

    Consultation papers

    Published: 28/05/2015

    Last modified: 22/02/2018

    CP15/17: Capital resources requirements for Personal Investment Firms (PIFs). Consultation papers First published:. 28/05/2015. Last updated: 22/02/2018. Share page. CP15/17: Capital resources requirements for Personal Investment Firms (PIFs). We

  5. Online Invoicing – de-register request form [pdf]

    Fees information

    Published: 27/05/2015

    Last modified: 03/08/2016

  6. The Financial Conduct Authority’s response to the European Commission Green Paper: Building a Capital Markets Union [pdf]

    Corporate documents

    Published: 27/05/2015

    Last modified: 03/08/2016

  7. Financial Conduct Authority’s response to European Commission Consultation on the Review of the Prospectus Directive [pdf]

    Corporate documents

    Published: 27/05/2015

    Last modified: 03/08/2016

  8. FCA Decision Notice 2015: Peter Francis Johnson [pdf]

    Decision notices

    Published: 26/05/2015

    Last modified: 26/05/2015

    This decision notice refers to breaches of APER 1, APER 4, FIT related to mis-selling, failing to be open and co-operative, lack of fitness/propriety, failing to act on information appropriately in the Asset Management sector. Our view is that a

  9. FCA Decision Notice 2015: Stewart Owen Ford [pdf]

    Decision notices

    Published: 26/05/2015

    Last modified: 27/05/2015

    This decision notice refers to breaches of APER 1, APER 4, FIT related to mis-selling, failing to be open and co-operative, lack of fitness/propriety, conflicts of interests, failing to act on information appropriately in the Asset Management sector.

  10. FCA Decision Notice 2015: Mark John Owen [pdf]

    Decision notices

    Published: 26/05/2015

    Last modified: 26/05/2015

    This decision notice refers to breaches of APER 1, APER 4, FIT related to mis-selling, failing to be open and co-operative, lack of fitness/propriety, failing to act on information appropriately in the Asset Management sector. Our view is that a
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