Publications

Showing 13921 to 13930 of 18851 search results.

13921. FCA Data Bulletin: Issue 3 - May 2015 [pdf]

       Data

       Published: 19/05/2015

       Last modified: 19/05/2015

       The FCA looks at how consumers use the FCA Contact Centre and what they ask about. Also where consumers are contacting them from in the UK. The Bulletin also covers complaints about firms, approved persons, skilled persons reports, other data.

13922. FCA Data Bulletin - May 2015 - underlying data [xlsx]

       Data

       Published: 19/05/2015

       Last modified: 19/05/2015

       Underlying data for the FCA Contact Centre, complaints about firms, approved persons, attestations, skilled persons reports, and financial promotions.

13923. FCA Electronic Submission System - User Guide [pdf]

       Primary market

       Published: 18/05/2015

       Last modified: 18/05/2015

13924. FCA key performance indicators (KPIs) - 2014/2015: April 2015 [pdf]

       Corporate documents

       Published: 14/05/2015

       Last modified: 14/05/2015

       We are making more information about our performance available, by publishing key performance indicators (KPIs).

13925. FCA Q4 14/15 Number of skilled person reports commissioned [pdf]

       Data

       Published: 14/05/2015

       Last modified: 15/07/2016

       Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

13926. Final Notice 2015: Noraminvest UK Limited [pdf]

       Final notices

       Published: 12/05/2015

       Last modified: 12/05/2015

       This final notice refers to breaches of principle 11 and TC related to threshold conditions and failing to be open and co-operative in the investment advisor sector. We imposed a cancellation.

13927. TR15/5: Provision of premium finance to retail general insurance customers [pdf]

       Thematic reviews

       Published: 11/05/2015

       Last modified: 11/05/2015

       This report presents the findings from our thematic review which looked into whether general insurance intermediaries and insurers provide timely and appropriate information to their customers.

13928. TR15/5: Provision of premium finance to retail general insurance customers

       Thematic reviews

       Published: 10/05/2015

       Last modified: 29/08/2025

       Read finding from review into whether general insurance intermediaries and insurers provide timely and appropriate information to their customers, when arranging or providing premium finance.

13929. Minutes: FCA Board 24 March 2015 [pdf]

       Meeting minutes

       Published: 05/05/2015

       Last modified: 05/05/2015

13930. FG15/7: Summary of feedback received [pdf]

       Finalised guidance

       Published: 27/04/2015

       Last modified: 27/04/2015