Publications

Showing 13911 to 13920 of 18851 search results.

13911. FCA First Supervisory Notice 2015: Sterling Financial Security Limited [pdf]

       Supervisory notices

       Published: 21/05/2015

       Last modified: 21/05/2015

       Sterling Financial Security Limited

13912. Recovery and Resolution Directive presentation [pdf]

       Documents

       Published: 21/05/2015

       Last modified: 03/08/2016

       Slides from the FCA Prudential Supervision Forum

13913. Liquidity adequacy cash management presentation [pdf]

       Documents

       Published: 21/05/2015

       Last modified: 03/08/2016

       Slides from the FCA Prudential Supervision Forum

13914. FCA First Supervisory Notice 2015: Haydon Associates Debt Management Consultants Limited [pdf]

       Supervisory notices

       Published: 21/05/2015

       Last modified: 21/05/2015

       Haydon Associates Debt Management Consultants Limited

13915. TR15/6: Handling of insurance claims for Small and Medium-sized Enterprises (SMEs)

       Thematic reviews

       Published: 21/05/2015

       Last modified: 29/08/2025

       This report presents the findings from the FCA thematic review which looked into the handling of claims from SMEs.

13916. Benchmark fines [pdf]

       Documents

       Published: 20/05/2015

       Last modified: 20/05/2015

13917. Final Notice 2015: Paul Reynolds [pdf]

       Final notices

       Published: 20/05/2015

       Last modified: 20/05/2015

       This final notice refers to breaches of APER 1 and FIT related to mis-selling and failing to be open and co-operative in the investment advisor sector. We imposed a fine and a prohibition.

13918. FCA service standards - May 2015 [pdf]

       Corporate documents

       Published: 20/05/2015

       Last modified: 14/09/2015

       The service standards portfolio provides information about key areas of our service, how we are performing and how firms and consumers assess the levels of satisfaction with our service.

13919. Final Notice 2015: Barclays Bank PLC [pdf]

       Final notices

       Published: 20/05/2015

       Last modified: 20/05/2015

       This final notice refers to breaches of PRIN 3 related to wholesale conduct and benchmarks in the investment bank sector. We imposed a fine.

13920. Letter to RemCo Chairs setting out malus expectations [pdf]

       Correspondence

       Published: 20/05/2015

       Last modified: 21/05/2015