Publications

Showing 13901 to 13910 of 18851 search results.

13901. Regulation round-up - May 2015 [pdf]

       Documents

       Published: 26/05/2015

       Last modified: 26/05/2015

13902. Application for a requirement on part 4A permission: La Cloche Capital Markets Limited [pdf]

       Requirement notices

       Published: 26/05/2015

       Last modified: 26/05/2015

13903. Application for a requirement on part 4A permission: Plus500UK Limited [pdf]

       Requirement notices

       Published: 22/05/2015

       Last modified: 22/05/2015

13904. TR15/6: Handling of insurance claims for Small and Medium-sized Enterprises (SMEs) [pdf]

       Thematic reviews

       Published: 22/05/2015

       Last modified: 22/05/2015

       This report presents the findings from our thematic review which looked into the handling of claims for SMEs.

13905. MS15/1.1 Investment and corporate banking market study: Terms of reference [pdf]

       Market studies

       Published: 22/05/2015

       Last modified: 22/05/2015

       We launch the investment and corporate banking market study with the publication of this document, our terms of reference. We are examining issues around choice of banks and advisers for clients, transparency of the services provided by banks, and

13906. Commercial Insurance Claims: Findings from Research with SME Customers [pdf]

       External research

       Published: 22/05/2015

       Last modified: 22/05/2015

       The SME Commercial Claims research was commissioned by the FCA. It was conducted by Quadrangle who carried out the recruitment, fieldwork, analysis, presentations and report writing.

13907. Commercial Insurance Claims by SMEs: Report of Findings from File Reviews [pdf]

       External research

       Published: 22/05/2015

       Last modified: 22/05/2015

       As part of the FCA’s thematic review to look at the handling and management of first party Property and related Business Interruption claims submitted by small and medium-sized enterprises (SMEs)1, Camford Sutton Associates (CSA) were engaged by

13908. Crisis management presentation [pdf]

       Documents

       Published: 21/05/2015

       Last modified: 03/08/2016

       Slides from the FCA Prudential Supervision Forum

13909. Operational risk panel presentation (updated) [pdf]

       Documents

       Published: 21/05/2015

       Last modified: 03/08/2016

       Updated slides from the FCA Prudential Supervision Forum.

13910. FCA First Supervisory Notice 2015: Clear View Finance Limited [pdf]

       Supervisory notices

       Published: 21/05/2015

       Last modified: 21/05/2015

       First Supervisory Notice 2015 Clear View Finance Limited