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Final Notice 2018: JMS Vehicle Leasing Ltd [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2018: Cars By John Munro Ltd [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Form 261C: Joint application for an order declaring a contractual scheme to be authorised and notification under AIFMD of a new fund under management [docx]
Joint application for an order declaring a contractual scheme to be authorised and notification under AIFMD of a new fund under management (where applicable). -
Form 9 [doc]
Notification of a proposal for a domestic UCITS merger under regulation 9 of The Undertakings for Collective Investment in Transferable Securities Regulations 2011 -
Form 21: Notification of certain changes for an ICVC under regulation 21 of the Open-Ended Investment Companies Regulations 2001 [doc]
Notification of certain changes for an ICVC under regulation 21 of the Open-Ended Investment Companies Regulations 2001. -
Form 12: Application for an order declaring an investment company with variable capital to be authorised and notification under AIFMD of a new fund under management [doc]
Application for an order declaring an investment company with variable capital to be authorised and notification under AIFMD of a new fund under management (where applicable). -
Form 242: Joint application for an order declaring a unit trust scheme to be authorised and notification under AIFMD of a new fund under management [doc]
Joint application for an order declaring a unit trust scheme to be authorised and notification under AIFMD of a new fund under management (where applicable). -
Form 251: Notification of certain changes for an Authorised Unit Trust under section 251 of the Financial Services and Markets Act 2000 [doc]
Notification of certain changes for an Authorised Unit Trust under section 251 of the Financial Services and Markets Act 2000. -
Final Notice 2018: J.V. Motors Limited [pdf]
This final -
Form 261Q: Notification of certain changes for an Authorised Contractual Scheme under section 261Q of the Financial Services and Markets Act 2000 [doc]
Notification of certain changes for an Authorised Contractual Scheme under section 261Q of the Financial Services and Markets Act 2000.