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Form 283A [doc]
Application for approval of certain changes for a UCITS scheme under section 283A of the Financial Services and Markets -
PPI campaign response (29 Aug 2017 - 31 May 2018) [pdf]
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Final Notice 2018: PG Motors Sales and Servicing Limited [pdf]
This FCA final notice (PG Motors Sales and Servicing Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a -
UK actions under MiFID II Articles 32 and 52 [xlsx]
Publication of UK FCA actions (suspensions, removals and restorations) under MiFID article 32 and 52. -
MMF Checklist [docx]
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Form MMF [docx]
Application for FCA authorisation of a Money Market Fund under Article 5 of the Money Market Funds Regulation and notification under Part 6 of the UK AIFM Regulations of a new fund under management (where applicable). -
Final Notice 2018: Barbers Box Ltd [pdf]
This final notice (Barbers Box Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2018: David James Young [pdf]
This final notice (David James Young) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Financial Lives Survey 2017 UK data questions [csv]
Based on nearly 13,000 face-to-face and online interviews, Financial Lives is our largest tracking survey of adults and their finances. It reveals a wealth of information about different types of consumer and their experiences of financial products -
The financial lives of consumers across the UK - Key findings from the FCA’s Financial Lives Survey 2017 [pdf]
This FCA report analyses the results from the Financial Lives Survey 2017 geographically.