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Institutional Disclosure Working Group: Summary of discussion 24 May 2018 [pdf]
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The FCA’s response to the Complaints Commissioner’s Report FCA00425 [pdf]
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Financial Lives Survey 2017: Data Tables: Volume 8 - Pension decumulation 1 [xlsx]
This volume of tables contains questions on: Pension decumulation 1 (planning to decumulate in next 2 years). The Financial Lives Survey 2017 is a tracking study designed to provide the FCA with insight on consumer behaviour and experience in the -
Financial Lives survey
Financial Lives is the FCA's flagship nationally representative survey of UK consumers. It provides information about consumers’ attitudes towards managing their money, the financial products they have and their experiences of engaging with -
Final Notice 2018: Metlife Ltd [pdf]
This final notice refers to breaches of Principle 4, COND and MIPRU related to failing to in the general insurance and protection sector. We imposed a cancellation. -
Final Notice 2018: Michael George Hutley [pdf]
This final notice refers to breaches of Principle 11 and SUP related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Outsourcing of Portfolio Management: List of Cooperation Agreements [pdf]
A list of the supervisory authorities in third countries with which we have cooperation agreements. This list can be used by firms to assess their compliance with Article 32(1) of the MiFID Org Regulation. -
Final Notice 2018: JMT Motors Limited [pdf]
This FCA final notice (JMT Motors Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Welsh freedom of information request form: Ffurflen gais Rhyddid Gwybodaeth [pdf]
Welsh freedom of information request form -
Welsh how to make a freedom of information request: Sut i wneud cais Rhyddid Gwybodaeth [pdf]
How to make a freedom of information request (Welsh form)