Publications

Showing 11541 to 11550 of 18823 search results.

11541. Final Notice 2017: Rio Tinto Plc [pdf]

       Final notices

       Published: 17/10/2017

       This final notice refers to breaches of the DTRs for failing to comply with the International Accounting Standards and report an impairment to the Market. We imposed a penalty of £27,385,400.

11542. Final Notice 2017: Mrs Colette Chiesa [pdf]

       Final notices

       Published: 12/10/2017

       This final notice refers to breaches of APER 4 and FIT related to a lack of fitness/propriety and failing to be open and co-operative in the investment adviser sector. We imposed a prohibition, withdrawal and fine.

11543. Final Notice 2017: Mr John Chiesa [pdf]

       Final notices

       Published: 12/10/2017

       This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition and withdrawal.

11544. Final Notice 2017: Richard Greenwood [pdf]

       Final notices

       Published: 11/10/2017

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

11545. Final Notice 2017: Terry Hodges [pdf]

       Final notices

       Published: 11/10/2017

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

11546. Final Notice 2017: Electronicoutlets [pdf]

       Final notices

       Published: 09/10/2017

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation

11547. Final Notice 2017: Dennis Ferguson [pdf]

       Final notices

       Published: 09/10/2017

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

11548. Final Notice 2017: Charles Cook [pdf]

       Final notices

       Published: 09/10/2017

       This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

11549. Final Notice 2017: Keep Sheffield Warm [pdf]

       Final notices

       Published: 06/10/2017

       This final notice refers to breaches of PRIN 11 related to failing to be

11550. Final Notice 2017: AB Car Sales (Leeds) Ltd [pdf]

       Final notices

       Published: 06/10/2017

       This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.