Publications

Showing 11561 to 11570 of 18823 search results.

11561. Benchmark Administrator - Draft Annex I Compliance Statement [docx]

       Forms

       Published: 29/09/2017

       Last modified: 29/03/2022

       Benchmark Administrator - Draft Annex I Compliance Statement

11562. Benchmark Administrator - Registration Checklist [docx]

       Forms

       Published: 29/09/2017

       Last modified: 07/06/2022

       Benchmark Administrator - Registration Checklist

11563. Benchmark Administrator - Authorisation Checklist [docx]

       Forms

       Published: 29/09/2017

11564. Benchmark Administrator - Draft Annex II Compliance Statement [docx]

       Forms

       Published: 29/09/2017

       Last modified: 29/03/2022

       Benchmark Administrator - Draft Annex II Compliance Statement.

11565. FG17/8: Summary of feedback received [pdf]

       Finalised guidance

       Published: 28/09/2017

       A summary of feedback we received to GC17/4: Financial Advice Market Review (FAMR): Implementation part 1.

11566. FG17/8: Streamlined advice and consolidated guidance [pdf]

       Finalised guidance

       Published: 28/09/2017

       This paper sets out finalised guidance on streamlined advice and the fact find process, in response to two FAMR recommendations.

11567. Guide for Employers and Trustees on providing support with financial matters without needing to be subject to regulation [pdf]

       Documents

       Published: 28/09/2017

11568. FG17/8: Streamlined advice and consolidated guidance

       Finalised guidance

       Published: 28/09/2017

       Last modified: 18/03/2026

       This is our finalised guidance on streamlined advice and the fact find process. The summary of feedback outlines the response to our consultation.  We have updated it to include guidance from our Advice Unit in response to queries received from

11569. Regulation round-up September 2017 [pdf]

       Newsletters

       Published: 26/09/2017

       Regulation round-up is our monthly email to all regulated firms, updating you on the latest news which affects the sector you practice in. Download Regulation round-up - September 2017

11570. Minutes: FCA Board 19 and 20 July 2017 [pdf]

       Meeting minutes

       Published: 26/09/2017