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Response to the Complaints Commissioner's Report FCA00097 [pdf]
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Response to Complaints Commissioner's Report FCA00097 [pdf]
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Benchmark Administrator - Draft Annex I Compliance Statement [docx]
Benchmark Administrator - Draft Annex I Compliance Statement -
Benchmark Administrator - Registration Checklist [docx]
Benchmark Administrator - Registration Checklist -
Benchmark Administrator - Authorisation Checklist [docx]
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Benchmark Administrator - Draft Annex II Compliance Statement [docx]
Benchmark Administrator - Draft Annex II Compliance Statement. -
FG17/8: Summary of feedback received [pdf]
A summary of feedback we received to GC17/4: Financial Advice Market Review (FAMR): Implementation part 1. -
FG17/8: Streamlined advice and consolidated guidance [pdf]
This paper sets out finalised guidance on streamlined advice and the fact find process, in response to two FAMR recommendations. -
Guide for Employers and Trustees on providing support with financial matters without needing to be subject to regulation [pdf]
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FG17/8: Streamlined advice and consolidated guidance
This is our finalised guidance on streamlined advice and the fact find process. The summary of feedback outlines the response to our consultation. We have updated it to include guidance from our Advice Unit in response to queries received from