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EMIR Outgoing messages [zip]
UK EMIR Outgoing messages -
Incoming messages [zip]
UK EMIR Incoming messages -
Vote Reporting Group – Terms of reference [pdf]
The Vote Reporting Group was set up to develop detailed proposals to enhance shareholder vote reporting by UK asset managers. -
MoU between Banka Slovenije, the Bank of England and the FCA [pdf]
This MoU is made between Banka Slovenije, the Bank of England and the FCA. -
Technical instructions to firms [xlsx]
Technical instructions to firms telling them how to build the systems we are requiring them to build -
Information on reports (REP008) of breaches of the Conduct Rules since SM&CR - February 2023
FCA provides information on reports (REP008) of breaches of the - February 2023 -
PS23/2: Changes to reporting requirements, procedures for data quality and registration of Trade Repositories under UK EMIR
We have launched a joint consultation with the Bank of England on changes to reporting requirements, procedures for data quality and registration of Trade Repositories under UK EMIR. -
Information on statutory notices - February 2023
FCA provides information on statutory notices - February 2023. -
First Supervisory Notice 2023: Abbey Lane Financial Associates Limited [pdf]
For the reasons given in this First Supervisory Notice, and pursuant to section 55L(3)(a) of the Financial Services and Markets Act 2000, the Financial Conduct Authority has decided to impose the following requirements on Abbey Lane Financial -
First Supervisory Notice 2023: Estate Capital Financial Management Limited [pdf]
For the reasons given in this First Supervisory Notice, and pursuant to section 55L(3)(a) of the Financial Services and Markets Act 2000, the Financial Conduct Authority has decided to impose the following requirements on Estate Capital Financial