Publications

Showing 5511 to 5520 of 18806 search results.

5511. Final Notice 2023: EI 1XCHANGE Limited [pdf]

      Final notices

      Published: 31/01/2023

      This Final Notice (EI 1XCHANGE Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation.

5512. Final Notice 2023: Ovi Motors Ltd [pdf]

      Final notices

      Published: 31/01/2023

      This Final Notice (Ovi Motors Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation.

5513. Final Notice 2023: Andrew Michael Smith (trading as TRG Houghton) [pdf]

      Final notices

      Published: 31/01/2023

      This Final Notice (Andrew Michael Smith (trading as TRG Houghton)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a

5514. Final Notice 2023: Philip Frederick Edwards (trading as Pe Cctv Direct) [pdf]

      Final notices

      Published: 31/01/2023

      This Final Notice (Philip Frederick Edwards (trading as Pe Cctv Direct)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed

5515. First Supervisory Notice 2023: Nexus Independent Financial Advisers Limited & Nexus Investment Managers Limited [pdf]

      Supervisory notices

      Published: 31/01/2023

      For the reasons given in this First Supervisory Notice the FCA has decided to impose requirements (“the on Nexus Independent Financial Advisers Limited (“Nexus IFA”) and Nexus Investment Managers Limited (“Nexus IM”) with immediate effect.

5516. Fees and levies: Fee-blocks AG30 or G030 [pdf]

      Fees information

      Published: 30/01/2023

      Last modified: 08/01/2024

      Fee block AG30/G30 - Guidance.

5517. Information on bridging (short-term) loans - January 2023

      FOI releases

      Published: 30/01/2023

      Last modified: 31/12/2024

      FCA provides information on bridging (short-term) loans.

5518. FS23/3: Government-regulator response to ‘Value for Money: A framework on metrics, standards and disclosures'

      Feedback statements

      Published: 30/01/2023

      Last modified: 22/11/2023

      FCA, DWP and TPR's joint response to feedback received and next steps.

5519. Information on statistical breakdown of all MDP rejection codes for MIFID RTS22 - January 2023

      FOI releases

      Published: 30/01/2023

      Last modified: 31/12/2024

      FCA provides information on statistical breakdown of all MDP rejection codes for MIFID RTS22.

5520. Handbook Notice 106 [pdf]

      Handbook

      Published: 27/01/2023

      This Handbook Notice describes the changes to the FCA Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative and other statutory powers on 26 January 2023.