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FCA Board Minutes: 15 December 2022 [pdf]
Minutes of the FCA Board meeting held on 15December 2022 -
Information on debt packager market - January 2023
FCA provides information on debt packager market. -
Memorandum of Understanding concerning EU critical benchmarks between ESMA and the FCA [pdf]
Memorandum of Understanding concerning EU critical benchmarks between ESMA and the UK Financial Conduct Authority -
Memorandum of Understanding concerning the recognition of UK benchmark administrators in the EU between ESMA and the FCA [pdf]
Memorandum of Understanding concerning the recognition of UK benchmark administrators in the EU between ESMA and the UK Financial Conduct Authority -
Consumer Duty implementation plans
The Consumer Duty will set higher and clearer standards of consumer protection across financial services and require firms to act to deliver good outcomes for customers. The FCA sets out here the findings from their review of firms’ plans to embed -
Information on high-cost credit market - January 2023
FCA provides information on high-cost credit market. -
Information on anti money laundering compliance breaches in 2019 to 2022 - January 2023
FCA provides information on anti money laundering compliance breaches in 2019, 2020, 2021 and 2022 to date. -
Financial analysis template for mortgage intermediaries - incorporated companies [xlsx]
Template for mortgage intermediaries (incorporated companies) when submitting authorisation applications. -
Template for financials for mortgage intermediaries – sole trader and partnerships [xlsx]
Template for mortgage intermediaries (sole trade and partnerships) when submitting authorisation applications. -
Decision Notice 2022: David Amporful [pdf]
This notice of decision to cancel refers to breaches of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 related to failing to be open and co-operative in the trading firm sector. We imposed