Publications

Showing 6601 to 6610 of 18811 search results.

6601. Application under MIFIDPRU 3.3.2R for permission to include interim or year-end profits as common equity tier 1(CET1) capital before the firm has taken a formal decision confirming the final profit and loss for the year [docx]

      Forms

      Published: 19/11/2021

      Application under MIFIDPRU 3.3.2R for permission to include interim or year-end profits as common equity tier 1(CET1) capital before the firm has taken a formal decision confirming the final profit and loss for the year

6602. Annual notification transaction log [xlsx]

      Primary market

      Published: 19/11/2021

      Annual notification transaction log. November 2021.

6603. Annual attestation form for second and subsequent attestations and notification under SUP 16.28.9R [pdf]

      Forms

      Published: 19/11/2021

      Example attestation form relating to price setting for GI firms for subsequent years

6604. First annual attestation form for the GI pricing rules [pdf]

      Forms

      Published: 19/11/2021

      Example attestation form related to price setting for GI firms for the first year

6605. Cover letter for Qualtrics survey for GI pricing attestation [pdf]

      Correspondence

      Published: 19/11/2021

      Attesting compliance with the requirements in ICOBS 6B effective 1 January 2022

6606. Final Notice 2021: Convert My Conservatory [pdf]

      Final notices

      Published: 18/11/2021

      This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the credit broking sector. We refused the firm’s application for authorisation.

6607. Final Notice 2021: Car Finance Today Limited [pdf]

      Final notices

      Published: 18/11/2021

      This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the credit broking sector. We refused the firm’s application for authorisation.

6608. CP21/30: Debt packagers: proposals for new rules [pdf]

      Consultation papers

      Published: 17/11/2021

      Our proposals aim to reduce the risk that consumers get non-compliant debt advice that is biased towards debt solutions which may not meet the needs of consumers but that generate referral fees for the debt advice firm

6609. Letter to Unite General Secretary 16 November 2021 [pdf]

      Correspondence

      Published: 17/11/2021

      We write to Unite General Secretary to respond to request for voluntary recognition.

6610. CP21/30: Debt packagers: proposals for new rules

      Consultation papers

      Published: 17/11/2021

      Last modified: 02/06/2023

      We seek views on proposed new rules to ban debt packagers from receiving referral fees from debt solution providers.