Publications

Showing 6591 to 6600 of 18811 search results.

6591. Quarterly KPI March 2021 [pdf]

      Published: 22/11/2021

      FCA key performance indicators.

6592. Number of Forex scams reported - November 2021

      FOI releases

      Published: 22/11/2021

      Last modified: 25/10/2022

      FCA provides the number of Forex scams reported to it in the last 3 years.

6593. Application under MIFIDPRU 3.6.2R for permission to reduce own funds instruments where neither condition in MIFIDPRU 3.6.3R applies [docx]

      Forms

      Published: 19/11/2021

      Application under MIFIDPRU 3.6.2R for permission to reduce own funds instruments where neither condition in MIFIDPRU 3.6.3R applies

6594. Application under MIFIDPRU 4.5.9R for permission to rebase fixed overhead requirement [docx]

      Forms

      Published: 19/11/2021

      Application under MIFIDPRU 4.5.9R for permission to rebase fixed overhead requirement to a lower amount where firm's / group's projected relevant expenditure decreases by a material amount

6595. Application for a permission under MIFIDPRU for which there is no dedicated application form [docx]

      Forms

      Published: 19/11/2021

      Application for a permission under MIFIDPRU for which there is no dedicated application form

6596. Application under MIFIDPRU 4.11.9R [docx]

      Forms

      Published: 19/11/2021

      Application under MIFIDPRU 4.11.9R for permission to exclude positions taken to hedge against the adverse effect of the exchange rate on the own funds or an item deducted from capital from net open currency positions for the purpose of article 352

6597. Application under MIFIDPRU 2.3.1R to be exempt from disclosure requirements in MIFIDPRU 8 (Disclosure by investment firms) for SNI firms in consolidated insurance groups. [docx]

      Forms

      Published: 19/11/2021

      Application under MIFIDPRU 2.3.1R to be exempt from disclosure requirements in MIFIDPRU 8 (Disclosure by investment firms) for SNI firms in consolidated insurance groups.

6598. Application under MIFIDPRU 4.12.66R [docx]

      Forms

      Published: 19/11/2021

      Application under MIFIDPRU 4.12.66R for permission to use sensitivity models to calculate interest rate risk on derivative instruments in accordance with article 331(1) of the UK CRR

6599. Application under MIFIDPRU 4.12.6R [docx]

      Forms

      Published: 19/11/2021

      Application under MIFIDPRU 4.12.6R for permission to make a material change or a material extension to the use of an advanced internal market risk model

6600. Application under MIFIDPRU 4.12.4R for permission to use an advanced internal market risk model [docx]

      Forms

      Published: 19/11/2021

      Application under MIFIDPRU 4.12.4R for permission to use an advanced internal market risk model