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FCA approach to interpreting reporting and disclosure requirements under CRD and CRR BTS [pdf]
We set out the approach we expect firms to take when interpreting EU-based references found in CRD and CRR BTS after the transition period. This PDF has been amended to improve accessibility. -
Main FCA transitional directions (Annex A) [pdf]
This is our final direction made on 22 December 2020. -
TTP explanatory note [pdf]
See the explanatory note for our main transitional directions published on 22 December 2020. -
Main FCA transitional directions (Annex B) [pdf]
This is our final direction made on 22 December 2020. -
Final Notice 2020: GM Supplies (Cumbria) Limited [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND), the appropriate resources threshold condition (COND) and the failure to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. -
FCA prudential transitional direction [pdf]
This is our final direction made on 22 December 2020. The PDF was amended on 10 May 2021 to improve accessibility. -
Information on product sales data reported by Life Insurers - December 2020
The FCA provides additional data on product sales data reported by Life Insurers. -
PS20/17: Proposals to enhance climate-related disclosures by listed issuers and clarification of existing disclosure obligations [pdf]
We summarise the feedback to our consultation proposals in CP20/3 and confirm our final policy position. -
Final Notice 2020: Charles Schwab UK Limited [pdf]
This Decision Notice / Final Notice refers to breaches of PRIN 10 and 11, CASS and Section 20 FSMA related to failing to be open and co-operative, client money/assets and failing to operate in accordance with permission in the Wealth Management and -
FCA Enterprise Act Annual Report 2020 [pdf]
Read the FCA Enterprise Act Annual Report 2019/20, which outlines one of the ways we measure the costs of our regulation to business.