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FG20/5: Dual-regulated firms Remuneration Code (SYSC 19D): FAQs on remuneration [pdf]
We give firms practical information to understand how the EBA Guidelines on sound remuneration policies apply to them, and clarify our dual-regulated firms Remuneration Code. -
FG20/6: IFPRU investment firms Remuneration Code (SYSC 19A) - FAQs on remuneration [pdf]
We give firms practical information to understand how the EBA Guidelines on sound remuneration policies apply to them, and clarify our IFPRU Remuneration Code. -
PS20/16: Updating the dual-regulated firms Remuneration Code to reflect CRD V [pdf]
This PS summarises the feedback we received during the consultation period and our response to it. We set out our final rules on remuneration for dual-regulated firms and revise our previous guidance. -
FCA list of regulated markets [pdf]
List of third-country markets considered as equivalent to a UK regulated market under UK EMIR. -
Report of the Independent Review into the FSA and FCA's handling of the Connaught Income Fund Series 1 and connected companies – The FCA response [pdf]
FCA response to the report of the Independent Review into the FSA and FCA's handling of the Connaught Income Fund Series 1 and connected companies. -
Report of the Independent Investigation into the Financial Conduct Authority's Regulation of London Capital & Finance plc – The FCA Response [pdf]
FCA response to the report of the Independent Investigation into the Financial Conduct Authority's Regulation of London Capital & Finance plc. -
List of pension scheme arrangements exempted from the clearing obligation [pdf]
Pension Scheme Arrangements (PSAs) in the UK and EEA that are temporarily exempted from the clearing obligation under UK -
Information on the number of firms with cancelled permissions - December 2020
The FCA provides data on the firms that have had their permission cancelled by the FCA for the last 5 years as at 4 December 2020. -
PS20/16: Updating the Dual-regulated firms Remuneration Code to reflect CRD V
This PS summarises the feedback we received during the consultation period and our response to it. We set out our final rules on remuneration for dual-regulated firms and revise our previous guidance. -
FG20/5: Dual-regulated firms Remuneration Code (SYSC 19D): FAQs on remuneration
We give firms practical information to understand how the EBA Guidelines on sound remuneration policies apply to them, and clarify our Dual-regulated firms Remuneration Code.