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FCA Board Minutes: 20 and 21 November 2019 [pdf]
Minutes from the FCA Board meeting on 20 and 21 November 2019. -
Final Notice 2019: Kevin Gorman [pdf]
This Final Notice refers to breaches of Article 19(1) of MAR related to failing to notify trading in shares to their issuer and the FCA as a PDMR in the issuer sector. We imposed a financial penalty. -
Overdrafts 2 video transcript [pdf]
Transcript for overdrafts 2 video. -
Transcript: Inside FCA Podcast payments panel discussion [pdf]
Read the transcript for the Inside FCA Podcast on the payments sector featuring a panel of experts -
The FCA’s response to the Complaints Commissioner’s Report FCA00643 [pdf]
The FCA’s response to the Complaints Commissioner’s Report FCA00643 -
Call for Input: Open finance [pdf]
We are publishing a Call for Input to explore the opportunities and risks arising from open finance. We want to understand what is needed to ensure open finance develops in the best interests of consumers, and what role we should play. -
Financial information on guarantors in debt prospectuses and requests for omission – Primary Market/TN/634.2 [pdf]
The guidance notes provide answers to the most common queries we receive and represent FCA guidance as defined in section 139A FSMA. -
Public offers – Primary Market/TN/601.2 [pdf]
The guidance notes provide answers to the most common queries we receive and represent FCA guidance as defined in section 139A FSMA. -
Disclosure of ‘lock-up’ agreements – Primary Market/TN/522.3 [pdf]
The guidance notes provide answers to the most common queries we receive and represent FCA guidance as defined in section 139A FSMA. -
Open-ended investment companies – Primary Market/TN/423.2 [pdf]
The guidance notes provide answers to the most common queries we receive and represent FCA guidance as defined in section 139A FSMA.