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Regulation round-up September 2017 [pdf]
Regulation round-up is our monthly email to all regulated firms, updating you on the latest news which affects the sector you practice in. Download Regulation round-up - September 2017 -
Minutes: FCA Board 19 and 20 July 2017 [pdf]
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Final Notice 2017: Shane Kirsten Roper [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2017: Gears of Speed Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
PS17/21: Insurance Distribution Directive implementation – Feedback to CP17/7 and near-final rules [pdf]
This Policy Statement (PS) sets out our response to the feedback received to Consultation Paper 17/7 (CP17/7), which was the first of three consultation papers on the Insurance Distribution Directive (IDD). -
CP17/33: Insurance Distribution Directive Implementation – Consultation Paper 3 [pdf]
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Final Notice: Rollin Stock (Hair & Beauty) Ltd [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
PS17/21: Insurance Distribution Directive implementation – Feedback to CP17/7 and near-final rules
The FCA sets out near final rules for the implementation of the Insurance Distribution Directive (IDD). -
Institutional Disclosure Working Group: Terms of Reference [pdf]
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The Ageing Population: Ageing Mind Literature Review Report [pdf]
The FCA commissioned the Big Window to conduct a comprehensive literature review to provide an overview of the ageing mind in all its varying stages (i.e. what happens as we age) and the challenges faced by older consumers when interacting with