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  1. Final Notice: The Dental Plan Ltd [pdf]

    Final notices

    Published: 21/09/2017

    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit and general insurance and protection sectors. We imposed a cancellation.
  2. Final Notice 2017: Syphony Nominees Limited [pdf]

    Final notices

    Published: 21/09/2017

    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the general insurance and protection sector. We imposed a cancellation.
  3. Final Notice 2017: Power Express Padala Limited 2017 [pdf]

    Final notices

    Published: 21/09/2017

    This final notice refers to a failure to demonstrate a willingness to comply with regulatory obligations, and to deal with the Authority in an open and co-operative way in the payment services sector. To protect the interests of Consumers, we
  4. Final Notice 2017: Matga Payment Services Limited [pdf]

    Final notices

    Published: 21/09/2017

    This final notice refers to a failure to demonstrate a willingness to comply with regulatory obligations, and to deal with the Authority in an open and co-operative way in the payment services sector. To protect the interests of Consumers, we
  5. Co-operation Agreement between Financial Conduct Authority (FCA) and Hong Kong Insurance Authority (IA) [pdf]

    Memorandums of understanding

    Published: 21/09/2017

    Co-operation Agreement between Financial Conduct Authority (FCA) and Hong Kong Insurance Authority (IA).
  6. The Ageing Population: Coping Mechanisms and Third Party Access [pdf]

    External research

    Published: 21/09/2017

    The research that informed this report was commissioned to understand the practical steps that older people and their carers take to manage their access to retail banking services . It aimed to give a complete picture of their experience in setting
  7. Final Notice: Norcounty Insurance Services Ltd [pdf]

    Final notices

    Published: 21/09/2017

    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the general insurance and protection and investment adviser sectors. We imposed a cancellation.
  8. Ageing population and financial services

    Occasional papers FCA research

    Published: 21/09/2017

    Last modified: 03/06/2026

    In September 2017, we published our Occasional Paper, outlining the findings from a project that explored how the ageing population would impact the financial services industry. 
  9. Institutional Disclosure Working Group: Summary of discussion 7 September 2017 [pdf]

    Meeting minutes

    Published: 21/09/2017

  10. Final Notice 2017: Adam Lancelot [pdf]

    Final notices

    Published: 20/09/2017

    This final notice refers to breaches of FIT related to lack of fitness/propriety in the Investment Adviser sector. We imposed a prohibition.
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